Capital raising has always been a challenging task for entrepreneurs, more so when it comes from venture and angel funds, who unlike banks do not judge your business funding on the physical and liquid asset one owns. As the start-up […]
What is Equity Financing?
Equity capital generally is composed of funds that are raised by a business in exchange for an ownership interest in your company. This interest can be in the form of ownership of common or preferred stock or instruments that convert […]
The Initial Public Offering (IPO) Introduction
Going public is a monumental decision for any company. It forever changes how a company goes about doing business. A public company has access to more, and often deeper, sources of capital than a private company. The actual process of […]
US OTC (Over-The-Counter) Market
What is an ‘Over-The-Counter Market’ 什么是 OTC市场？ A decentralized market, without a central physical location, where market participants trade with one another through various communication modes such as the telephone, email and proprietary electronic trading systems. An over-the-counter (OTC) market and […]
OTC市场、NASDAQ 和转板上市的误区
美国有 16 家获得 SEC 批准的全国性证券交易所，但知名度，认可度较高的只有纽约股票交易所(简称 NYSE)，美国股票交易所(2008 年被纽约证交所集团收购，但保持独立牌照，沿袭习惯简称为 NYSE AMEX)，纳斯达克股票交易所(简称NASDAQ)。这三家交易所包揽了美国绝大多数的上市公司和市值（也是国内所说的主板市场）。本文将以 NASDAQ 为例重点分析OTC 公司转板上市的情况。
Nasdaq – USA
NASDAQ上市规则 Market Tiers The Nasdaq Stock Market has three distinctive tiers: The Nasdaq Global Select Market®, The Nasdaq Global Market® and The Nasdaq Capital Market®. Applicants must satisfy certain financial, liquidity and corporate governance requirements to be approved for listing […]